Regulatory Reporting - Quality Management Senior Analyst

Key Responsibilities

• Quality Management Execution: Design and/or perform sample testing to ensure accurate preparation and timely regulatory reports in compliance with relevant guidelines and authorities.
• Perform comprehensive data reconciliation and validation to ensure the integrity of regulatory data.
• Contribute to the oversight of Quality Management for regulatory reporting activities, ensuring adherence to submission deadlines and accuracy standards.
• Regulatory Compliance: Actively participate in the analysis and implementation of minor regulatory changes.
• Support the interpretation, assessment, and implementation of complex new or revised regulatory requirements, providing input and escalating appropriately.
• Support in managing responses to queries from Financial Authorities and internal control assessments (e.g., MCA framework) specifically related to regulatory reporting.
• Identify potential discrepancies or issues in regulatory reporting and escalate them appropriately.
• Contribute to the development, maintenance, and enhancement of the risk and control framework for regulatory reporting processes.
• Stakeholder Collaboration & Communication: Work with compliance, risk, legal, operations, technology, product owners, report owners, Enterprise data & regulatory reporting
• banking teams to address QA issues, develop remediation plans
• drive continuous improvement initiatives specific to Wealth Management.
• Team Contribution & Support: Support internal and external audit engagements, coordinating documentation and explanations.
• Communicate with regulators as required, co-ordinate back reporting/replays if necessary.
• Risk Assessment: Conduct regular risk, self-assessments to identify gaps in existing QA processes, with a focus on mitigating compliance risks associated with diverse client portfolios and complex investment products.
• Reporting & Analytics: Monitor robust data quality metrics and controls to ensure data integrity for regulatory reporting, covering client data to complex product transactions
• support in developing comprehensive reports for senior management on QA program status, key findings
• recommendations for improvement, highlighting areas of risk and strategic focus.
• Required Skills & Expertise: Professional Experience: 5 to 8 years of relevant experience in Quality Management preferably in Non-Financial Regulatory Reporting within the financial services industry Experience within Wealth Management and/or Middle office function supporting trade operations or trade reporting is preferred.
• Understanding of key regulatory frameworks and requirements (e.g., TRACE, SEC Rule 606, MSRB, CAT, CFTC and SEC Swap Reporting, Volker, local banking regulations).
• The ability to interpret and apply regulatory requirements to Wealth Management products and services is preferred.
• Experience in managing documentation for regulatory submissions and audit trails.
• Technical Skills: Proficiency in data analysis, manipulation, and reporting tools (e.g., advanced Excel, SQL, regulatory reporting platforms).
• Proficiency in data analytics and QA tools; experience with automated QA testing frameworks is a plus.
• Proficiency in reconciliation, advanced Excel functions, and automation tools.
• Core Competencies: Demonstrated ability to manage internal and external audits.
• Strong understanding and experience with risk and control frameworks.
• Strong analytical and problem-solving skills, with the ability to manage complex data sets, identify trends, and address issues within the context of wealth management client portfolios.
• Excellent communication and interpersonal skills, with the ability to influence and collaborate with stakeholders at all levels.
• Strong attention to detail and analytical skills.
• Ability to work independently and collaboratively in a fast-paced environment.
• Ability to navigate a fast-paced, complex environment with multiple competing priorities.
• Educational Background: Bachelor’s degree in Business, Economics, Finance or a related field, or equivalent experience is required Master's degree and Advanced certifications (e.g., CFA, CPA, FRM) are desirable.
• Global Impact: Play a key role in ensuring compliance and operational excellence across global wealth management markets, safeguarding the integrity of our client experience, relationships, and services.
• Career Growth: Opportunity to contribute to and help shape a critical function within the organization, with ample opportunities for career development and exposure to diverse markets and products.
• Collaborative Environment: Work with top-tier professionals from diverse backgrounds and regions, in a culture that values teamwork, innovation
• continuous improvement. ------------------------------------------------------ Job Family Group: Operations - Transaction Services ------------------------------------------------------ Job Family: Securities and Derivatives Processing ------------------------------------------------------ Time Type: Full time ------------------------------------------------------ Primary Location: Tampa Florida United States ------------------------------------------------------ Primary Location Full Time Salary Range: $79,120.00 - $118,680.00 In addition to salary, Citi’s offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards.
• Citi offers competitive employee benefits, including: medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs.
• Citi also offers paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays.
• For additional information regarding Citi employee benefits, please visit citibenefits.com.
• Available offerings may vary by jurisdiction, job level
• date of hire. ------------------------------------------------------ Most Relevant Skills Please see the requirements listed above. ------------------------------------------------------ Other Relevant Skills For complementary skills, please see above and/or contact the recruiter. ------------------------------------------------------ Anticipated Posting Close Date: Jul 08, 2026 ------------------------------------------------------ Citi is an equal opportunity employer
• qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran
• any other characteristic protected by law.
• If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi .
• View Citi’s EEO Policy Statement and the Know Your Rights poster.